Local Policy 3.13 – Policy for Primary Distribution to the Public of Securities Made Through the Facilities of the TSE

Local Policy 3.13 – Policy for Primary Distribution to the Public of Securities Made Through the Facilities of the TSE

Local Policy 3.10 – Oil & Gas Programs

Local Policy 3.02 – Dual Registration of Mutual Fund and Life Insurance Salesmen

National Policy No. 41 – Shareholder Communication

National Policy No. 42 – Advertising of Securities on Radio or Television

Local Policy 3.18 – Disclosure of Executive Compensation

Tetrault, Roland Emile

Banek, Barry, Max Systems Inc., Rattai, Shawn and Frank, Ronald M.

Registration of Non-Residents

Local Policy 3.22 – Registration Requirements concerning Application Forms to Establish a Self-Directed RESP