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Doits et formules
Cliquez pour consulter la liste des droits et des formules relatifs aux demandes et dépôts courants de demandes de dispense ou pour signaler des placements dispensés.
POUR EN SAVOIR PLUSVoici les droits pour les demandes et dépôts les plus courants relatifs à des demandes de dispense ou pour signaler des placements dispensés. On trouvera une description détaillée de ces droits dans le règlement.
| Category | Fee | |
|---|---|---|
|
An application for exemption pursuant to section 20 of the Act from filing a preliminary prospectus, if no other exemption from section 37 is required, is: | $100 | |
| An application for any other exemption pursuant to section 20 of the Act is the amount of the fees that would be payable if no exemption were granted, provided that, the commission may, having regard both to the probable volume of the trading permitted by the exemption and to the time required to process and consider the application, reduce the fee in any particular case, to an amount not less than: | $350 | |
| For example, for an application under section 20 from the prospectus requirement, the fee would be $1,000 For an application under section 20 from the requirement to be registered as a dealer, the fee would be | $750 | |
| An application for an order under section 59 of the Act is the amount of fees that would be payable on any filings or registrations that would be required in order to effect the trade concerned if no ruling were made, provided that the Commission may, having regard both to the probable value of the trading permitted by the ruling and to the time required to process and consider the application, reduce the fee in any particular case, to an amount not less than: | $275 | |
| The fee for filing of a notice of intention to trade in accordance with Form 23: | $650 | |
| The fee for filing an offering memorandum under the Act is | $650 | |
| The fee for any other exemption or filing not set out in the Fee Regulation, other than a document referred to in:
(i) Part IX, X, XI, or XII of the Act; or | $25 | |
| For example, the fee to file a report of exempt trade in accordance with Form 45-106F1 is | $25 | |
| The fee for an application to be deemed a reporting issuer or to cease to be a reporting issuer is | $25 | |
| The fee for an application for an order under section 95 of the Act, is: | $550 | |
| provided that the Commission may, having regard both to the probable value of the trading permitted by the exemption and to the time required to process and consider the application, reduce the fee in any particular case, but to an amount not less than: | $275 |
La présente section contient les formules nécessaires pour se conformer aux politiques et aux lois appliquées par la Commission des valeurs mobilières du Manitoba.
| Category | Forms |
|---|---|
Demande de reconnaissance à titre d’acheteur exempté en vertu du paragraphe 19(1) de la loisurles valeurs mobilières | Form 6 |
Rapport concernant une transaction effectuée en vertu du paragraphe 19(1) de la loi sur les valerus mobilières | Form 8 |
Rapport concernant une revente de valeurs mobilieres achetées en verty du paragraphe 19(1) de la loi sur les valeurs mobilières | Form 8A |
Avis d’intention de faire des transactions sur valeurs mobilières aux termes de l’alinéa 91a) our 91b) du règlement sur les valeurs mobilières | Form 23 |
Déclaration concernant une transaction sur valeurs mobilières faite aux termes de l’alinéa 91a) du règlement sur les valeurs mobilières | Form 24 |
Déclaration concernant une transaction sur valeurs mobilières faite aux termes de l’alinéa 91b) du règlement sur les valeurs mobilières | Form 25 |
Renseignements exigés dans une notice d’offre de valeurs mobilières offertes en vertu de la dispense prévue a l’alinéa 91b) du reglèment sur les valeurs mobilières | Form 26 |
Rapport sur la cessation des transactions sur valeurs mobilières faites aux termes de la dispense prévue à l’alinéa 91a) our 91b) du reglèment sur les valeurs mobilières | Form 27 |
Information Statement – Exchange or Quotation and Trade Reporting System – (revised unofficial consolidation) | 21-101F1 |
Initial Operation Report – Alternative Trading System – (revised unofficial consolidation) | 21-101F2 |
Quarterly Report of Marketplace Activities – (revised unofficial consolidation) | 21-101F3 |
Cessation of Operations Report for Alternative Trading System – (revised unofficial consolidation) | 21-101F4 |
Initial Operation Report for Information Processor – (revised unofficial consolidation) | 21-101F5 |
Cessation of Operations Report for Information Processor – (revised unofficial consolidated version) | 21-101F6 |
Notice of Intention to Distribute Securities under Section 2.8 of NI 45-102 | 45-102F1 |
Report of Exempt Distribution – Revised October 5, 2018 | 45-106F1
Schedule 1 Schedule 2 |
Offering Memorandum for Non-Qualifying Issuers | 45-106F2 |
Offering Memorandum for Qualifying Issuers | 45-106F3 |
Risk Acknowledgement | 45-106F4 |
Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates | 45-106F5 |
Information Memorandum for Short-Term Securitized Products Distributed under Section 2.35.1 | 45-106F7 |
Monthly Disclosure Report for Short-term Securitized Products Distributed under Section 2.35.1 | 45-106F8 |
Form for Individual Accredited Investors | 45-106F9 |
Risk Acknowledgement Form for Family, Friend and Business Associate Investors | 45-106F12 |
Rights Offering Notice for Reporting Issuers | 45-106F14 |
Rights Offering Circular for Reporting Issuers | 45-106F15 |
Notice of Use of Proceeds | 45-106F16 |
Notice of Specified Key Events | 45-106F17 |
Supplemental Offering Memorandum Disclosure for Syndicated Mortgages | 45-106-F18 |
Crowdfunding Offering Document | 45-108F1 |
Risk Acknowledgement | 45-108F2 |
Confirmation of Investment Limits | 45-108F3 |
Notice of Specified Key Events | 45-108F4 |
Personal Information Form and Authorization to Collect, Use and Disclose Personal Information | 45-108F5 |
Required Disclosure under the Early Warning Requirements | 62-103F1 |
Offering Document | 45-110F1 |
Risk Acknowledgement | 45-110F2 |
Funding Portal Information | 45-110F3 |
Portal Individual Information | 45-110F4 |
Semi-Annual Financial Resources Certification | 45-110F5 |
Required Disclosure by an Eligible Institutional Investor under Section 4.3 | 62-103F2 |
Required Disclosure by an Eligible Institutional Investor Under Part 4 | 62-103F3 |
Take-Over Bid Circular – Consolidated Version | 62-104F1 |
Issuer Bid Circular – Consolidated Version | 62-104F2 |
Directors”> Director’s or Officer’s Circular – Consolidated Version | 62-104F4 |
Notice of Change or Notice of Variation | 62-104F5 |
